2006 Federal Register Publications
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| File Number | Date Published | Description |
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| SR Amex 2006-87 |
12/29/06 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange. |
| SR Amex 2006-77 |
12/29/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions. |
| SR Amex 2006-101 |
12/27/06 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust. |
| SR Amex 2006-90 |
12/26/06 |
Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index. |
| SR Amex 2006-105 |
12/13/06 |
Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage. |
| SR Amex 2006-80 |
12/13/06 |
Order Approving Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility. |
| SR Amex 2006-111 |
12/11/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot. |
| SR Amex 2006-48 |
12/08/06 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards. |
| SR Amex 2006-88 |
12/07/06 |
Order Approving Proposed Rule Change To Extend the Term of Index-Linked Securities. |
| SR Amex 2006-19 |
12/05/06 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index. |
| SR Amex 2006-01 |
11/27/06 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments Nos. 1,2 and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index. |
| SR Amex 2006-89 |
11/27/06 |
Notice of filing of a Proposed Rule Change and Amendment No. 1 thereto establish fees for the receipt and use of proprietary market data disseminated by the Exchange. |
| SR Amex 2006-106 |
11/20/06 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program. |
| SR Amex 2006-78 |
11/20/06 |
Approves our filing to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depository Receipts and Index Fund Shares Based on international or Global Indexes. |
| SR Amex 2006-104 |
11/09/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees. |
| SR Amex 2006-103 |
11/09/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE. |
| SR Amex 2006-93 |
11/09/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Equities and Exchange Traded Fund Shares (‘‘ETFs’’) Fee Schedule. |
| SR Amex 2006-72 |
11/09/06 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds. |
| SR Amex 2006-82 |
11/02/06 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares. |
| SR Amex 2006-88 |
10/27/06 |
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Generic Listing Standards for Index-Linked Securities. |
| SR Amex 2006-95 |
10/25/06 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Vanguard Emerging Markets Stock Index Fund. |
| SR Amex 2006-98 |
10/25/06 |
Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions. |
| SR Amex 2005-060 |
10/20/06 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules. |
| SR Amex 2006-97 |
10/19/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Electronic Access Fee. |
| SR Amex 2006-78 |
10/19/06 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based On International or Global Indexes. |
| SR Amex 2006-91 |
10/10/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index. |
| SR Amex 2005-104 |
10/10/06 |
Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, To Establish a New Hybrid Trading System Known as AEMI. |
| SR Amex 2006-70 |
10/03/06 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders. |
| SR Amex 2006-44 |
09/21/06 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund. |
| SR Amex 2006-80 |
09/21/06 |
Notice of Filing of Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility. |
| SR Amex 2006-64 |
09/14/06 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
| SR Amex 2006-72 |
09/14/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform for Equity Products and Exchange Traded Funds. |
| SR Amex 2006-75 |
09/07/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock. |
| SR Amex 2006-73 |
08/29/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market. |
| SR Amex 2006-63 |
08/24/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders. |
| SR Amex 2006-47 |
08/23/06 |
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options. |
| SR Amex 2006-70 |
08/21/06 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders. |
| SR Amex 2006-40 |
08/16/06 |
Order
Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements. |
| SR Amex 2006-58 |
08/09/06 |
Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27. |
| SR Amex 2006-65 |
08/03/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
| SR Amex 2006-96 |
07/31/06 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes. |
| SR Amex 2006-61 |
07/27/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options. |
| SR Amex 2006-62 |
07/25/06 |
Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program. |
| SR Amex 2005-104 |
07/21/06 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure. |
| SR Amex 2006-67 |
07/20/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series. |
| SR Amex 2006-66 |
07/18/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program. |
| SR Amex 2006-27 |
07/13/06 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members. |
| SR Amex 2006-47 |
07/12/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options. |
| SR Amex 2006-42 |
07/11/06 |
Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
| SR Amex 2006-59 |
06/30/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program. |
| SR Amex 2006-41 |
06/30/06 |
Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust. |
| SR Amex 2006-58 |
06/30/06 |
Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27. |
| SR Amex 2005-105 |
06/29/06 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket. |
| SR Amex 2006-34 |
06/19/06 |
Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders. |
| SR Amex 2006-56 |
06/16/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes. |
| SR Amex 2006-55 |
06/15/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities. |
| SR Amex 2006-40 |
06/07/06 |
Notice of Filing of Proposed Rule Change Relating to Direct Registration System Eligibility Requirements. |
| SR Amex 2005-116 |
06/07/06 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls. |
| SR Amex 2006-51 |
06/05/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund. |
| SR Amex 2006-52 |
06/02/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935—ANTE. |
| SR Amex 2006-53 |
06/01/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund. |
| SR Amex 2006-50 |
06/01/06 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation. |
| SR Amex 2006-42 |
06/01/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq–100 Tracking Stock (QQQQ). |
| SR Amex 2006-46 |
05/31/06 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders. |
| SR Amex 2006-49 |
05/26/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals. |
| SR Amex 2006-45 |
05/25/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders. |
| SR Amex 2006-43 |
05/24/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List for Trading Options on the iShares MSCI Emerging Markets Index Fund. |
| SR Amex 2006-41 |
05/17/06 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust. |
| SR Amex 2006-39 |
05/17/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs. |
| SR Amex 2005-103 |
05/17/06 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist. |
| SR Amex 2006-34 |
05/11/06 |
Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders. |
| SR Amex 2006-33 |
05/11/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide. |
| SR Amex 2005-125 |
05/09/06 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing. |
| SR Amex 2006-20 |
05/05/06 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures. |
| SR Amex 2005-105 |
05/03/06 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket. |
| SR Amex 2006-37 |
04/28/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Floor Participant Technology Fee. |
| SR Amex 2006-30 |
04/28/06 |
Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
| SR Amex 2005-116 |
04/28/06 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls. |
| SR Amex 2006-32 |
04/24/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958–ANTE. |
| SR Amex 2006-04 |
04/24/06 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing. |
| SR Amex 2005-107 |
04/24/06 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration. |
| SR Amex 2006-29 |
04/20/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis. |
| SR Amex 2005-100 |
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| SR Amex 2005-096 |
04/20/06 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes. |
| SR Amex 2005-075 |
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| SR Amex 2005-112 |
04/12/06 |
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members. |
| SR Amex 2006-28 |
04/10/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures. |
| SR Amex 2005-127 |
04/06/06 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP. |
| SR Amex 2005-125 |
04/04/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing. |
| SR Amex 2005-103 |
04/04/06 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist. |
| SR Amex 2006-14 |
03/29/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions With Public Customers. |
| SR Amex 2006-26 |
03/27/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices. |
| SR Amex 2005-117 |
03/27/06 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation. |
| SR Amex 2005-072 |
03/24/06 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares Silver Trust. |
| SR Amex 2006-24 |
03/23/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares. |
| SR Amex 2006-21 |
03/21/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange’s Options Cancellation Fee. |
| SR Amex 2006-23 |
03/14/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds. |
| SR Amex 2005-124 |
03/13/06 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees. |
| SR Amex 2006-10 |
03/13/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades. |
| SR Amex 2005-107 |
03/13/06 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration. |
| SR Amex 2006-04 |
03/13/06 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing. |
| SR Amex 2005-110 |
03/06/06 |
Order Approving a Proposed Rule Change Relating to Specialist Clerks. |
| SR Amex 2006-18 |
03/03/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio. |
| SR Amex 2006-07 |
03/01/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock. |
| SR Amex 2006-15 |
02/28/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options. |
| SR Amex 2006-16 |
02/27/06 |
Notice of Filing of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule 903 To Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading. |
| SR Amex 2006-11 |
02/24/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs. |
| SR Amex 2005-127 |
02/24/06 |
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP. |
| SR Amex 2006-13 |
02/23/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementation of the ANTE System. |
| SR Amex 2006-12 |
02/23/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems. |
| SR Amex 2005-130 |
02/16/06 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee. |
| SR Amex 2005-117 |
02/16/06 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation. |
| SR Amex 2006-03 |
02/15/06 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options. |
| SR Amex 2006-09 |
02/14/06 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "All or None" Orders. |
| SR Amex 2006-08 |
02/10/06 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee. |
| SR Amex 2005-100 |
02/10/06 |
Notice of Filing Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of New Class of Registered Options Trader Called a Remote Registered Options Trader ("RROT"). |
| SR Amex 2005-124 |
02/08/06 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees. |
| SR Amex 2005-061 |
01/30/06 |
Notice
of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes. |
| SR Amex 2005-131 |
01/26/06 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation
of a Quote Risk Manager. |
| SR Amex 2005-072 |
01/17/06 |
Notice of filing of a proposed rule change to list and trade iShares Silver Trust. |
| SR Amex 2005-064 |
01/17/06 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing. |
| SR Amex 2005-110 |
01/13/06 |
Notice of filing of a proposed rule change to require specialists to employ an adequate number of clerks to enable the specialist unit to efficiently handle trading volume in the unit’s registered securities and meet its regulatory responsibilities. |
| SR Amex 2005-128 |
01/05/06 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust. |
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