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| File Number | Date Approved | Description |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares. |
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Notice of Filing and Immediate Effectiveness of Proposal relating to fees for the routing of orders to other market centers through a private linkage. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE. |
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Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Electronic Access Fee. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto relating to the Vanguard Emerging Markets Stock Index Fund. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule. |
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Approves our filing to clarify that options holders of quarterly options have until the expiration date to make a decision to exercise or not exercise an expiring option. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index. |
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Order Approving Proposed Rule Change to Extend the Term of Index-Linked Securities. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange. |
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Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan. |
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Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
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Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares. |
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Approval of proposed rule to amend Rule 777 regarding depository eligibility. |
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Approves the amendment to the Payment for Order Flow Plan to include Supplemental Registered Options Traders. |
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Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depository Receipts and Index Fund Shares Based on International or Global Indexes. |
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Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market. |
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Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals. |
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Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders. |
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Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades. |
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Approves the application of the allocation algorithm in Rule 935ANTE to Supplemental Registered Options Traders. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program. |
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Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program. |
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Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program. |
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Approves an Amendment to Amex Rule 27 to revise the number and composition of the Allocation Committee. |
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Order Approving Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection with Certain Russell Indexes. |
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Approves the twelve month extension for the Exchanges odd lot pilot program for Nasdaq securities traded on the Exchange pursuant to unlisted trading privileges thru June 30, 2007. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935 – ANTE. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation. |
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Immediate Effectiveness of the Proposal to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals. |
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Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards. |
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Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options. |
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Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders. |
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Immediate effectiveness of the proposal relating to the Prohibition Against the Entry of Multiple Options Orders. |
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Approves the listing and trading of the DB Currency Index Value Fund. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List for Trading Options on the iShares MSCI Emerging Markets Index Fund. |
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Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ). |
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Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust. |
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Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements. |
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Immediate Effectiveness of Proposal to adopt a licensing fee for options on the Vanguard Dividend Appreciation VIPERs. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets. |
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Immediate Effectiveness of Amendment to the Technology Fee. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares. |
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Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders. |
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Immediate Effectiveness of Proposal to correct Section 141 of the Amex Company Guide so that annual fees in connection with Closed End Fund issuers may not be deferred, waived or rebated. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958—ANTE. |
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Immediate Effectiveness of Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) through June 30, 2006. |
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Immediate Effectiveness of One year extension of the Allocation and Performance Evaluation Procedures for securities admitted to dealings on an Unlisted Basis. |
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Immediate Effectiveness of Proposed Rule Change to Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures. |
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Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members. |
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Immediate effectiveness of the proposal relating to the extension of time for exercising expiring options and submitting Contrary Exercise Advices. |
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Immediate effectiveness of the proposal to amend Rule 935-ANTE to revise the manner in which executed contracts are allocated. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares. |
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Immediate effectiveness of the proposal to modify its Options Fee Schedule by adopting a per contract license fee for options transactions in six new Rydex exchange-traded funds. |
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Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee. |
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Immediate effectiveness of the proposal to modify Options Fee Schedule by adopting a per contract license fee for options transactions in the PowerShares Zacks SmallCap Portfolio. |
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Immediate effectiveness of the proposal to amend Amex Rule 903 providing that the Exchange will typically open four expiration months for each class of options open for trading. |
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Immediate effectiveness of the proposal to increase the equity options marketing fee from the current level of $0.40 to $0.75 per contract. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions with Public Customers. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementation of the ANTE System. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems. |
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Immediate effectiveness of the proposal to modify Options Fee Schedule. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades. |
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Immediate effectiveness of the non substantive amendment to our proposal to eliminate the all or none also known as an AON order type. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee. |
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Proposal for a six month extension of the pilot program increasing the standard position and exercise limits for options on the QQQQ and equity option classes traded on the Exchange. |
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Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options. |
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Approves the immediate effectiveness of a six-month extension of the odd-lot pilot program for Nasdaq securities traded on the Exchange pursuant to unlisted trading privileges through June 30, 2006. |
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Approves Proposed Rule Change and Amendments No. 1, 2 and 3 thereto to list and trade principal protected notes linked to the Dow Jones-AIG ExEnergy Sub-Index. |
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Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee. |
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Approval Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust. |
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Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP. |
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Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing. |
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Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees. |
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Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation. |
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Approves the Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls. |
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Order Granting Approval Relating to Initial Listing Standards. |
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Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members. |
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Approved amendments to Amex Rule 184 requiring specialists and specialist units to employ an adequate number of clerks to enable the specialist unit to efficiently handle actual and reasonably anticipated trading volume in the specialist unit’s registered securities. |
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Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration. |
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Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket. |
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Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI. |
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Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist. |
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Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader. |
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Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes. |
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Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT"). |
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Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares Silver Trust. |
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Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing. |
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Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes. |
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Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules. |
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Accelerated approval of a proposed rule change relating to the listing and trading of the DB Commodity Index Tracking Fund. |
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