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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Commentary .10 to Amex Rule 584 to Delete the Reference to the Weekly Bulletin. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to establish a Riskless Principal and other Exceptions to Amex Rules Prohibiting Members’ Proprietary Trading While in Possession of like or Better-Priced Customer Orders. |
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Proposal relating to Linkage Orders. |
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Order Granting Accelerated Approval of a Proposal Rule Change, as modified by Amendment No. 1 Thereto, to Send P/A Orders through Linkage Prior to the Opening of Trading. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules to Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue. |
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Notice of Filing and order Granting Accelerated Approval to Proposed Rule Changes Relating to the Elimination of Class Gate. |
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Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing. |
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Order Approving a Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require That the AEMI Trading Platform Function to Assure Compliance with the Exchange's Priority and Parity Rules. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined are Obsolete, Outdated, or Unnecessary. |
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Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP. |
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Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program. |
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Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUT). |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan to Apply the Current Marketing Fee to Orders Sent to Directed Order Participants. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24–AEMI Relating to Intermarket Sweep Orders. |
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Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock. |
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Approves the filing to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement. |
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Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d). |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 520 in Order to Clarify Reporting Requirements. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis. |
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Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Establish a Directed Order Program. |
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Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program until January 18, 2008. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Equity Securities. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and to Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Specialists in Exchange-Traded Funds from Charging Commissions on Transactions in Their Specialty Securities. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program. |
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Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI. |
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Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer from Another National Securities Exchange. |
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The Commission granted accelerated approval to a proposed rule change modifying an aspect of the definition of independent director submitted by the American Stock Exchange. |
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Approval to extend the pilot period applicable to the listing and trading of options on the
iShares MSCI Emerging Markets Index Fund. |
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Approval of the proposed Rule Change Relating to Resolving Uncompared Transactions. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program. |
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Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements. |
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Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements. |
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Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Require Specialists to Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program. |
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Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Lower the Required Number of Letters of Reference an Applicant Must Provide. |
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Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Exceptions to Rule 126A—AEMI Relating to the Generation of Intermarket Sweep Orders. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes. |
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Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities that Underlie Options Traded on the Exchange. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs. |
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Approves the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI and AEMI-One Rules Relating to the Publishing of Manual Quotations and Re-Enabling Auto-Ex. |
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Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities. |
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Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Its Minor Rule Violation Fine Systems. |
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Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot. |
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Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto to Provide for an Optional Exchange-Provided Fingerprinting Service and to Amend Its Member Fees to Include a Processing Fee for the Fingerprinting Service. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Options Marketing Fee. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule. |
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Order Approving Proposed Rule Change as Modified by Amendment No. 1 Relating to the Codification of Exchange Policy Regarding Specialist Commissions. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange’s Payment for Order Flow Plan. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund. |
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Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard Emerging Markets ETF. |
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Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders. |
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Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares. |
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Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes. |
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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index. |
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Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage. |
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Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes and Accelerated Approval of Proposed Rule Change as Amended. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs. |
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees. |
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Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units. |
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Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP. |
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Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs. |
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Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists’ Agency Responsibilities and Establish Amex Book Clerks. |
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Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program. |
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Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust. |
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Order Granting Approval to Proposed Rule Change and Amendment No. 1 thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations. |
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Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1,2,3,4,5 and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income Growth Fund. |
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Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index. |
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Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund. |
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Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions. |
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Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions. |
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Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options. |
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